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Compliance Analyst (10 Month FTC)

Description

Compliance Analyst

The Legal and Compliance Department provides advice to the organisation on compliance and regulatory matters relevant to it and monitors for compliance with such applicable legislation. Compliance Analyst responsibilities include administration of policies owned by the Legal and Compliance team, developing and delivering compliance training and performing assurance reviews that seek to ensure that effective processes are in place to establish, update, monitor and report on compliance with all applicable legislation by the company and its staff. Compliance Analysts report to the Director, Compliance who in turn reports to the Head of Legal and Compliance.

Proposition

We offer

  • A challenging job within an ambitious international organisation which operates at the heart of the European financial market infrastructure
  • The opportunity to be part of a team of collaborative, friendly and highly driven professionals within a fast-paced environment
  • Broad role with a diverse range of topics and activities to be covered
  • Excellent remuneration, training and development opportunities

    • Job specific competencies

    Knowledge

    To be able to advise the organisation on compliance and regulatory matters relevant to it; formulate policies and procedures that comply with EU applicable legislation (EU, Dutch, UK and Switzerland); advise managers on appropriate monitoring tools and evidence of compliance, mainly in relation to the following areas:

  • Securities law and market infrastructure regulations that directly apply to central counterparties, for example EMIR
  • Regulations and policy initiatives that will affect the business environment or central counterparties directly or indirectly, e.g. CSDR, MiFID/MiFIR

    • Skills

    The successful candidate will demonstrate:

  • An inquiring mind and good analytical skills
  • Strong interpersonal and communication (written and verbal) skills
  • An excellent command of English both written and verbal
  • Accountability and a results oriented approach
  • Flexibility and adaptability
  • Organisational expertise and attention to detail
  • A solution oriented and innovative approach
  • Collaborative skills

    • Qualifications

  • Preferably educated to degree level
  • Fluent in English written and verbal
  • Minimum 3 years of experience of a company in the financial sector, preferably in a similar role
  • Familiar with financial sector rules in relation to managing conflict of interest, data protection and privacy, whistleblowing, sanctions risk and other financial crime topics
  • Experience of performing compliance assurance monitoring is an asset
  • Knowledge of the role of CCPs and other market infrastructure is an advantage
  • Knowledge of other languages is an asset

    • Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any otherthird party communication tools for recruiting purposes.

    Anderen bekeken ook

    Compliance Analyst (10 Month FTC)

    Bedrijf:
    Cboe Global Markets, Inc.
    Gemeente:
    Amsterdam
    Contracttype: 
    Vast contract, Voltijds
    Gepubliceerd:
    02.05.2024
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